In the Beginning
© Neil deGrasse Tyson
From Natural History magazine, September 2003
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Physics describes the behavior of matter, energy, space, and time, and the
interplay among them in the universe. From what scientists have been able to
determine, all biological and chemical phenomena are ruled by what those four
characters in our cosmic drama do to one another. And so everything fundamental
and familiar to us earthlings begins with the laws of physics.
In almost any area of scientific inquiry, but especially in physics, the
frontier of discovery lives at the extremes of measurement. At the extremes of
matter, such as the neighborhood of a black hole, you find gravity badly warping
the surrounding space-time continuum. At the extremes of energy, you sustain
thermonuclear fusion in the ten-million degree cores of stars. And at every
extreme imaginable, you get the outrageously hot, outrageously dense conditions
that prevailed during the first few moments of the universe.
Daily life, we’re happy to report, is wholly devoid of extreme physics. On a
normal morning, you get out of bed, wander around the house, eat something, dash
out the front door. And, by day’s end your loved ones fully expect you to look
no different than you did when you left, and to return home in one piece. But
imagine arriving at the office, walking into an overheated conference room for
an important 10:00 a.m. meeting, and suddenly losing all your electrons--or
worse yet, having every atom of your body fly apart. Or suppose you’re sitting
in your office trying to get some work done by the light of your desk lamp, and
somebody flicks on the overhead light, causing your body to bounce randomly from
wall to wall until you’re jack-in-the-boxed out the window. Or what if you went
to a sumo wrestling match after work and saw the two spherical gentlemen
collide, disappear, then spontaneously become two beams of light?
If those scenes played out daily, then modern physics wouldn’t look so
bizarre, knowledge of its foundations would flow naturally from our life
experience, and our loved ones probably would never let us go to work. Back in
the early minutes of the universe, though, that stuff happened all the time. To
envision it, and understand it, one has no choice but to establish a new form of
common sense, an altered intuition about how physical laws apply to extremes of
temperature, density, and pressure.
Enter the world of E = mc2.
Albert Einstein first published a version of this famous equation in 1905 in
a seminal research paper titled “On the Electrodynamics of Moving Bodies.”
Better known as the special theory of relativity, the concepts advanced in that
paper forever changed our notions of space and time. Einstein, then just
twenty-six years old, offered further details about his tidy equation in a
separate, remarkably short paper published later the same year: “Does the
Inertia of a Body Depend on Its Energy Content?” To save you the effort of
digging up the original article, designing an experiment, and testing the
theory, the answer is “Yes.” As Einstein wrote,
“If a body gives off the energy E in the form of radiation, its mass diminishes
by E/c2. . . .The mass of a body is a measure of its energy-content; if the
energy changes by E, the mass changes in the same sense“
Uncertain as to the truth of his statement, he then suggested,
“It is not impossible that with bodies whose energy-content is variable to a
high degree (e.g. with radium salts) the theory may be successfully put to the
test.”
There it is. The algebraic recipe for all occasions when you want to convert
matter into energy or energy into matter. In those simple sentences, Einstein
unwittingly gave astrophysicists a computational tool, E = mc2, that extends
their reach from the universe as it now is, all the way back to infinitesimal
fractions of a second after its birth:
The most familiar form of energy is the photon, a massless, irreducible particle
of light. You are forever bathed in photons: from the Sun, the Moon, and the
stars to your stove, your chandelier, and your night light. So why don’t you
experience E = mc2 every day? The energy of visible light photons falls far
below that of the least massive subatomic particles. There is nothing else those
photons can become, and so they live happy, relatively uneventful lives.
Want to see some action? Start hanging around gamma-ray photons that have some
real energy--at least 200,000 times more than that of visible photons. You'll
quickly get sick and die of cancer, but before that happens you'll see pairs of
electrons--one matter, the other antimatter; one of many dynamic duos in the
particle universe--pop into existence where photons once roamed. As you watch,
you will also see matter-antimatter pairs of electrons collide, annihilating
each other and creating gamma-ray photons once again. Increase the light’s
energy by a factor of another 2,000, and you now have gamma rays with enough
energy to turn susceptible people into the Hulk. But pairs of these photons now
have enough energy to spontaneously create the more massive neutrons, protons,
and their antimatter partners.
High-energy photons don't hang out just anywhere. But the place needn’t be
imaginary. For gamma rays, almost any environment hotter than a few billion
degrees will do just fine.
The cosmological significance of particles and energy packets transmuting into
each other is staggering. Currently the temperature of our expanding universe,
calculated from measurements of the microwave bath of light that pervades all of
space, is a mere 2.73 degrees Kelvin. (On the Kelvin scale, zero is the
temperature at which molecules have the lowest possible energy, room temperature
is about 295 degrees, and water boils at 373 degrees. Like the photons of
visible light, microwave photons are too cool to have any realistic ambitions to
become a particle via E = mc2; in fact, there are no known particles they can
spontaneously become. Yesterday, however, the universe was a little bit smaller
and a little bit hotter. The day before, it was smaller and hotter still. Roll
the clocks backward some more--say, 13.7 billion years--and you land squarely in
the primordial soup of the big bang, a time when the temperature of the cosmos
was high enough to be astrophysically interesting.
The way space, time, matter, and energy behaved as the universe expanded and
cooled from the beginning is one of the greatest stories ever told. But to
explain what went on in that cosmic crucible, you must find a way to merge the
four forces of nature into one, and find a way to reconcile two incompatible
branches of physics: quantum mechanics (the science of the small) and general
relativity (the science of the large). Spurred by the successful marriage of
quantum mechanics and electromagnetism in the mid twentieth century, physicists
set off on a race to blend quantum mechanics and general relativity (into a
theory of quantum gravity). Although we haven’t yet reached the finish line, we
know exactly where the high hurdles are: during the “Planck era.” That’s the
phase up to 10-43 seconds (one ten-million-trillion-trillion-trillionths of a
second) after the beginning, and before the universe grew to 10-35 meters (one
hundred billion trillion-trillionths of a meter) across. The German physicist
Max Planck, after whom these unimaginably small quantities are named, introduced
the idea of quantized energy in 1900 and is generally credited with being the
father of quantum mechanics.
Not to worry, though. The clash between gravity and quantum mechanics poses no
practical problem for the contemporary universe. Astrophysicists apply the
tenets and tools of general relativity and quantum mechanics to very different
classes of problems. But in the beginning, during the Planck era, the large was
small, --and there must have been a kind of shotgun wedding between the two.
Alas, the vows exchanged during that ceremony continue to elude us, and so no
(known) laws of physics describe with any confidence the behavior of the
universe during the brief interregnum.
At the end of the Planck era, however, gravity wriggled loose from the other,
still-unified forces of nature, achieving an independent identity nicely
described by our current theories. As the universe aged through 10-35 seconds it
continued to expand and cool, and what remained of the unified forces split into
the electroweak and the strong nuclear forces. Later still, the electroweak
force split into the electromagnetic and the weak nuclear forces, laying bare
the four distinct forces we have come to know and love--with the weak force
controlling radioactive decay, the strong force binding the nucleus, the
electromagnetic force binding molecules, and gravity binding bulk matter.
By now, the universe was a mere trillionth of a second old. Yet its
transmogrified forces and other critical episodes had already imbued our
universe with fundamental properties each worthy of its own book.
While the universe dragged on for its first trillionth of a second, the
interplay of matter and energy was incessant. Shortly before, during, and after
the strong and electroweak forces parted company, the universe was a seething
ocean of quarks, leptons, and their antimatter siblings, along with bosons, the
particles that enable their interactions. None of these particle families is
thought to be divisible into anything smaller or more basic. Fundamental though
they are, each come in several species.. The ordinary visible-light photon is a
member of the boson family. The leptons most familiar to the nonphysicist are
the electron and perhaps the neutrino; and the most familiar quarks are . . .
well, there are no familiar quarks. Each species has been assigned an abstract
name that serves no real philological, philosophical, or pedagogical purpose
except to distinguish it from the others: up and down, strange and charmed, and
top and bottom.
Bosons, by the way, are simply named after the Indian scientist Satyendranath
Bose. The word lepton derives from the Greek leptos, meaning ”light” or “small”.
”Quark,” however, has a literary and far more imaginative origin. The physicist
Murray Gell-Mann, who in 1964 proposed the existence of quarks, and who at the
time thought the quark family had only three members, drew the name from a
characteristically elusive line in James Joyce’s Finnegans Wake: “Three quarks
for Muster Mark!” One thing quarks do have going for them: all their names are
simple--something chemists, biologists, and geologists seem incapable of
achieving when naming their own stuff.
Quarks are quirky beasts. Unlike protons, each with an electric charge of +1,
and electrons, with a charge of –1, quarks have fractional charges that come in
thirds. And you’ll never catch a quark all by itself; it will always be
clutching on to other quarks nearby. In fact, the force that keeps two (or more)
of them together actually grows stronger the more you separate them--as if they
were attached by some sort of subnuclear rubber band. Separate the quarks
enough, the rubber band snaps and the stored energy summons E = mc2 to create a
new quark at each end, leaving you back where you started.
But during the quark-lepton era the universe was dense enough for the average
separation between unattached quarks to rival the separation between attached
quarks. Under those conditions, allegiance between adjacent quarks could not be
unambiguously established, and they moved freely among themselves, in spite of
being collectively bound to each other. The discovery of this state of matter, a
kind of quark soup, was reported for the first time in 2002 by a team of
physicists at the Brookhaven National Laboratories.
Strong theoretical evidence suggests that an episode in the very early universe,
perhaps during one of the force splits, endowed the universe with a remarkable
asymmetry, in which particles of matter barely outnumbered particles of
antimatter by a billion-and-one to a billion. That small difference in
population hardly got noticed amid the continuous creation, annihilation, and
re-creation of quarks and antiquarks, electrons and antielectrons (better known
as positrons), and neutrinos and antineutrinos. The odd man out had plenty of
opportunities to find someone to annihilate with, and so did everybody else.
But not for much longer. As the cosmos continued to expand and cool, it became
the size of the solar system, with a temperature dropping rapidly past a
trillion degrees Kelvin.
A millionth of a second had passed since the beginning.
This tepid universe was no longer hot enough or dense enough to cook quarks, and
so they all grabbed dance partners, creating a permanent new family of heavy
particles called hadrons (from the Greek hadros, meaning “thick”). That
quark-to-hadron transition soon resulted in the emergence of protons and
neutrons as well as other, less familiar heavy particles, all composed of
various combinations of quark species. The slight matter-antimatter asymmetry
afflicting the quark-lepton soup now passed to the hadrons, but with
extraordinary consequences.
As the universe cooled, the amount of energy available for the spontaneous
creation of basic particles dropped. During the hadron era, ambient photons
could no longer invoke E = mc2 to manufacture quark-antiquark pairs. Not only
that, the photons that emerged from all the remaining annihilations lost energy
to the ever-expanding universe and dropped below the threshold required to
create hadron-antihadron pairs. For every billion annihilations--leaving a
billion photons in their wake--a single hadron survived. Those loners would
ultimately get to have all the fun: serving as the source of galaxies, stars,
planets, and people.
Without the billion-and-one to a billion imbalance between matter and
antimatter, all mass in the universe would have annihilated, leaving a cosmos
made of photons and nothing else--the ultimate let-there-be-light scenario.
By now, one second of time has passed.
The universe has grown to a few light-years across, about the distance from the
Sun to its closest neighboring stars. At a billion degrees, it’s still plenty
hot--and still able to cook electrons, which, along with their positron
counterparts, continue to pop in and out of existence. But in the
ever-expanding, ever-cooling universe, their days (seconds, really) are
numbered. What was true for hadrons is true for electrons: eventually only one
electron in a billion survives. The rest get annihilated, together with their
antimatter sidekicks the positrons, in a sea of photons.
Right about now, one electron for every proton has been “frozen” into existence.
As the cosmos continues to cool--dropping below a hundred million
degrees--protons fuse with protons as well as with neutrons, forming atomic
nuclei and hatching a universe in which 90 percent of these nuclei are hydrogen
and 10 percent are helium, along with trace amounts of deuterium, tritium, and
lithium.
Two minutes have now passed since the beginning.
Not for another 380,000 years does much happen to our particle soup. Throughout
these millennia the temperature remains hot enough for electrons to roam free
among the photons, batting them to and fro.
But all this freedom comes to an abrupt end when the temperature of the universe
falls below 3,000 degrees Kelvin (about half the temperature of the Sun’s
surface), and all the electrons combine with free nuclei. The marriage leaves
behind a ubiquitous bath of visible-light photons, completing the formation of
particles and atoms in the primordial universe.
As the universe continues to expand, its photons continue to lose energy,
dropping from visible light to infrared to microwaves.
Today, everywhere astrophysicists look we find an indelible fingerprint of 2.73
degree microwave photons, whose pattern on the sky retains a memory of the
distribution of matter just before atoms formed. From this we can deduce many
things, including the age and shape of the universe. And although atoms are now
part of daily life, Einstein’s equilibrious equation still has plenty of work to
do--in particle accelerators, where matter-antimatter particle pairs are created
routinely from energy fields; in the core of the Sun, where 4.4 million tons of
matter are converted into energy every second; and in the cores of every other
star.
It also manages to occupy itself near black holes, just outside their event
horizons, where particle-antiparticle pairs can pop into existence at the
expense of the black hole’s formidable gravitational energy. Stephen Hawking
first described that process in 1975, showing that the mass of a black hole can
slowly evaporate by this mechanism. In other words, black holes are not entirely
black. Today the phenomenon is known as Hawking radiation, and is a reminder of
the continued fertility of E = mc2.
But what happened before all this? What happened before the beginning?
Astrophysicists have no idea. Or, rather, our most creative ideas have little or
no grounding in experimental science. Yet certain type of religious person tends
to assert, with a tinge of smugness, that something must have started it all: a
force greater than all others, a source from which everything issues. A
prime-mover. In the mind of such a person, that something is, of course, God.
But what if the universe was always there, in a state or condition we have yet
to identify--a multiverse, for instance? Or what if the universe, like its
particles, just popped into existence from nothing?
Such replies usually satisfy nobody. Nonetheless, they remind us that ignorance
is the natural state of mind for a research scientist on the ever-shifting
frontier. People who believe they are ignorant of nothing have neither looked
for, nor stumbled upon, the boundary between what is known and unknown in the
cosmos. And therein lies a fascinating dichotomy. “The universe always was” goes
unrecognized as a legitimate answer to “What was around before the beginning?”
But for many religious people, the answer “God always was” is the obvious and
pleasing answer to “What was around before God?”
No matter who you are, engaging in the quest to discover where and how things
began tends to induce emotional fervor--as if knowing the beginning bestows upon
you some form of fellowship with, or perhaps governance over, all that comes
later. So what is true for life itself is no less true for the universe: knowing
where you came from is no less important than knowing where you are going.
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Neil deGrasse Tyson, an astrophysicist, is Director of New York City’s Hayden
Planetarium and author of the forthcoming book Origins Fourteen Billion years of
Cosmic Evolution.
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